The Mattioli Woods Group is made up of the following regulated firms:

Kingswood is a trading name of KW Wealth Planning Limited – FRN: 114694, and is regulated by the Financial Conduct Authority (FCA). Registered office at 10-11 Austin Friars London EC2N 2HG. Companies House Number: 01265376

KW Wealth Planning Limited is a wholly owned subsidiary of Mattioli Woods Limited. Mattioli Woods Limited is registered in England and Wales at Companies House, Registered number 3140521. Registered office 1 New Walk Place, Leicester, LE1 6RU

Regulatory & Legal Information

Mattioli Woods Treasury Solutions and Mattioli Woods Private Client – Bespoke, are trading names of KW Investment Management Limited – FRN: 506600, and are regulated by the Financial Conduct Authority (FCA). Registered office at 10-11 Austin Friars London EC2N 2HG. Companies House Number: 06931664

KW Investment Management Limited is also regulated in South Africa by the Financial Sector Conduct Authority (Firm Reference Number: 46775). KW Investment Management Limited is a wholly owned subsidiary of Mattioli Woods Limited. Mattioli Woods Limited is registered in England and Wales at Companies House, Registered number 3140521. Registered office 1 New Walk Place, Leicester, LE1 6RU

Regulatory & Legal Information

Cullen Wealth Ltd – FRN: 224355 is authorised and regulated by the Financial Conduct Authority (FCA). Registered in England under company number 3495738. Trading office: 2 Riverview, Embankment Business Park, Vale Road, Heaton Mersey, Cheshire, SK4 3GN

Cullen Wealth Ltd is a wholly owned subsidiary of Mattioli Woods Limited. Mattioli Woods Limited is registered in England and Wales at Companies House, Registered number 3140521. Registered office 1 New Walk Place, Leicester, LE1 6RU

Regulatory & Legal Information

Doherty Pension & Investment Consultancy Ltd – FRN: 186761, is authorised and regulated by the Financial Conduct Authority (FCA). Registered office: 6th floor, River House, 48-60 High Street, Belfast BT1 2BE

Doherty Pension & Investment Consultancy Ltd is a wholly owned subsidiary of Mattioli Woods Limited. Mattioli Woods Limited is registered in England and Wales at Companies House, Registered number 3140521. Registered office 1 New Walk Place, Leicester, LE1 6RU

Regulatory & Legal Information

Custodian Capital Limited – FRN: 541984, is authorised and regulated by the Financial Conduct Authority. Custodian Capital is registered in England and Wales at Companies House. Our registered office is 1 New Walk Place, Leicester, LE1 6RU. – Registered number 06505305.

Custodian Capital Limited is a wholly owned subsidiary of Mattioli Woods Limited. Mattioli Woods Limited is registered in England and Wales at Companies House, Registered number 3140521. Registered office 1 New Walk Place, Leicester, LE1 6RU

Regulatory & Legal Information

Maven Capital Partners UK LLP – FRN: 495929, is authorised and regulated by the Financial Conduct Authority (FCA), and registered in England and Wales OC339387 at 1 New Walk Place, Leicester, LE1 6RU.

Maven Capital Partners UK LLP is a wholly owned subsidiary of Mattioli Woods Limited. Mattioli Woods Limited is registered in England and Wales at Companies House, Registered number 3140521. Registered office 1 New Walk Place, Leicester, LE1 6RU

Regulatory & Legal Information

Maven Cognition Limited – FRN 843924, is authorised and regulated by the Financial Conduct Authority (FCA), and registered in England and Wales at 1 New Walk Place, Leicester, LE1 6RU.

Maven Cognition Limited is a wholly owned subsidiary of Mattioli Woods Limited. Mattioli Woods Limited is registered in England and Wales at Companies House, Registered number 3140521. Registered office 1 New Walk Place, Leicester, LE1 6RU

Regulatory & Legal Information

Maven Property Investments Limited – FRN 457686, is authorised and regulated by the Financial Conduct Authority (FCA) and registered in England and Wales at 1 New Walk Place, Leicester, LE1 6RU.

Maven Property Investments Limited is a wholly owned subsidiary of Mattioli Woods Limited. Mattioli Woods Limited is registered in England and Wales at Companies House, Registered number 3140521. Registered office 1 New Walk Place, Leicester, LE1 6RU

Regulatory & Legal Information

A.S.J. Financial Services Limited – FRN 144985, is authorised and regulated by the Financial Conduct Authority (FCA) and registered in England and Wales at 1 New Walk Place, Leicester, LE1 6RU.

A.S.J. Financial Services Limited is a wholly owned subsidiary of Mattioli Woods Limited. Mattioli Woods Limited is registered in England and Wales at Companies House, Registered number 3140521. Registered office 1 New Walk Place, Leicester, LE1 6RU

FCA Register

IBOSS Asset Management – FRN: 697866, is authorised and regulated by the Financial Conduct Authority.

IBOSS Asset Management Limited is owned by Mattioli Woods Limited. Mattioli Woods Limited is registered in England and Wales at Companies House, Registered number 3140521. Registered office, 1 New Walk Place, Leicester, LE1 6RU.

IBOSS Limited (Portfolio Management Service) is a non-regulated organisation and provides model portfolio research and outsourced white labelling administration service to support IFA firms, it is owned by Mattioli Woods Limited; the same group who own IBOSS Asset Management Limited.

Registered Office is the same: 2 Sceptre House, Hornbeam Square North, Harrogate, HG2 8PB. Registered in England No: 6427223.

Regulatory & Legal Information

White Mortgages Ltd – FRN: 551714, is authorised & regulated by the Financial Conduct Authority (FCA). White Mortgages Ltd is registered in England & Wales. Our Registered Office is City Office Park, Crusader Road, Lincoln, Lincolnshire LN6 7AS. Registered No: 07620161

White Mortgages is a partially owned subsidiary of Mattioli Woods Limited. Mattioli Woods Limited is registered in England and Wales at Companies House, Registered number 3140521. Registered office 1 New Walk Place, Leicester, LE1 6RU

FCA Register

Regulatory & Legal Information

MC Trustees Limited – FRN 461266, is authorised and regulated by the Financial Conduct Authority (FCA) and registered in England and Wales at 1 New Walk Place, Leicester, LE1 6RU.

MC Trustees Limited is a wholly owned subsidiary of Mattioli Woods Limited. Mattioli Woods Limited is registered in England and Wales at Companies House, Registered number 3140521. Registered office 1 New Walk Place, Leicester, LE1 6RU

Regulatory & Legal Information