Chris Smith

Compliance Partner
About Chris

I joined Mattioli Woods in 2006, training and graduating to become a senior client relationship manager, providing specialist administration to clients for SIPP and SSAS pension schemes. Having progressed into the role of Administration and Process Manager, I helped with the integration of the third-party pension administration side of the business, following a series of acquisitions that expanded on our traditionally advice-based wealth management proposition up to that point. Having assisted our Chief Operating Officer with various operational projects in subsequent years, I moved over to the Compliance team at the start of 2018. 

In my role as Compliance Partner and as a member of the Investment Committee, I provide groupwide support, guidance and monitoring, acting as the subject matter expert for the Asset Management division. Working closely with our investment team, I aim to ensure we not only meet regulatory requirements but also look to achieve positive and consistent outcomes for our clients, while helping the business to further grow its proposition.

Away from work I am a keen football fan and a Leicester City season ticket holder. I also love live music and travel, combining the two where possible.

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