Regulatory & Legal Information

This Legal Information is laid out to inform you about how the Mattioli Woods Site is operated, how we aim to protect your information, your rights and how you can exercise those with us.

Legal information about this website

The Site

This Site is operated by Mattioli Woods plc, under company number 3140521 with a registered office at 1 New Walk Place, Leicester, LE1 6RU. Mattioli Woods is public limited company authorised and regulated by the Financial Conduct Authority (FCA), 12 Endeavour Square, Stratford, London, E20 1JN. MW Trustees Limited is registered as a scheme administrator with HM Revenue & Customs.
 

Eligible Visitors

The content of this website and the products and services featured are addressed only to the UK Market. The website is not intended for use by persons or organisations in jurisdictions that prohibit the promotion or provision of any of the products or services featured. Mattioli Woods only provides services or products in jurisdictions where and when they may be lawfully offered.

Cookies information

Our website uses cookies to distinguish you from other users of our website. This helps us provide you with a good experience when you browse our website as well as allow us improve our website. 

Read our Cookies Policy.

Liability

Mattioli Woods makes every effort to maintain the accuracy of the information on this Site; however it can give no warranty or guarantee with regard to the information provided on the following pages. Mattioli Woods accepts no responsibility for any loss which may result from reliance on the information contained on these pages.

Our website is accessible 24 hours a day but we will not be liable if, for any reason, the website is unavailable for any time or any period.

Mattioli Woods accepts no responsibility for any loss which may result from reliance on the information contained on these pages and accepts no responsibility for any loss you may suffer as a result of accessing documents sent electronically or downloading information.

We reserve the right to make amendments and changes to information contained on the website and we may change information without notice. You should check the website from time to time to ensure that you are happy with any changes.

Third party websites and products

You may not link any other website to this website without obtaining the prior written consent of Mattioli Woods.

This website contains hyperlinks to other websites, which may not be regulated by the financial services regulators and which are hosted and maintained by third parties. Mattioli Woods has no control over the security or content of these sites and you use these sites at your own risk.

Email monitoring and viruses

Mattioli Woods will monitor all incoming and outgoing emails in line with security best practices. Although emails are screened for viruses, Mattioli Woods cannot guarantee that any transmissions will be virus free.

Information security

We are committed to ensuring that your information is secure. In order to prevent unauthorised access or disclosure we have put in place suitable physical, electronic and managerial procedures to safeguard and secure the information we collect online to comply with the General Data Protection Regulation. For more information, read our privacy policy.

You must therefore ensure that viruses, Trojans, worms or equivalents do not enter your computer system. We assume no responsibility for loss of whatever nature resulting from such viruses, Trojans, worms or equivalents. You must not misuse our site or email to knowingly introduce viruses, Trojans, worms, logic bombs, or any other material which is malicious or technologically harmful. You must not attempt to gain unauthorised access to this site, the server on which this site is stored or any server, computer or database connected to this site. You must not attack this site via a denial-of-service attack. By breaching these provisions, you would commit a criminal offence under the Computer Misuse Act 1990. Mattioli Woods plc would need to follow internal procedures and report any such breach to the relevant law enforcement authorities and will co-operate with those authorities by disclosing your identity to them. In the event of such a breach, your right to use this site will cease immediately.

Complaints procedure

How we deal with your complaint

Mattioli Woods aims to provide you with excellent service at all times. However, we understand things can sometimes go wrong, or you may become unhappy with aspects of our service. If this happens, we will do our best to resolve your issues as quickly as possible.

Read our complaints procedure here.

Copyright and trademark law

All elements of this Site are protected by copyright law and belong to Mattioli Woods plc or to other members of its corporate Group. The copyrights of third parties are reserved. Changes to this Site by unauthorised persons are prohibited.

This Site, or any part thereof, may not be copied, transmitted (electronically or otherwise), linked to or used for public or commercial purposes without the prior written consent of Mattioli Woods.

“Intellectual Property Rights” means any patents, copyright, database rights, design rights, registered designs, logos, trademarks or service marks. All intellectual property rights either on our site or sent by us are owned by or licensed by Mattioli Woods plc or to other members of the group. Downloading or copying this Site or any part of it does not confer a licence or rights to use any image, trademark, logo or software. Mattioli Woods reserves all rights to the material on this Site.

Jurisdiction

This Site is established in the United Kingdom; governed by the law of England and Wales. Any disputes relating to these terms will be subject to the non-exclusive jurisdiction of the courts of England and Wales.

ScamSmart

There has been a significant increase in the use of emails, texts and social media for keeping clients in touch with their finances and investments and this has led to an increase in criminal activity by investment scammers.

Here's how you can be a ScamSmart investor.

 

 

Shareholder Engagement

Meeting our obligations under the Shareholder Rights Directive II: 

The Shareholder Rights Directive II (SRD II) is a European Union directive, which sets out to strengthen the position of shareholders and to ensure that decisions are made for the long term stability of a company. 

Under SRD II we are obliged to publicly explain our policy on shareholder engagement. We are in the process of considering and developing our engagement policy. Further information will be available here shortly. 

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